Please give us some details about the role you want to fill and let us know why you think our client might be the perfect candidate for you.
What happens next?
Our Job Search Specialist Mark Beltran will facilitate the next steps:
Mark will let our client know that you have shown an interest in their professional skills.
You will receive a full job application from our client and might want to offer them a formal job interview if you see the right potential in this candidate.
If you decide that you would like to offer the role to our client, we will help to make the next steps as smooth as possible.
You will be supported by our Licensed Immigration Advisers, who will take care of all visa related aspects of the process of offering our client a job.
Offering a job to our client will be straight forward.
Detail-oriented and results-driven compliance and risk management professional with expertise in financial crime surveillance, market manipulation risk analysis, and control room operations. With a solid foundation in banking, finance, and business analytics, I bring excellent communication, analytical, and interpersonal skills to manage complex projects efficiently within multicultural teams. Skilled in conducting thorough investigations on trading activities, implementing compliance controls, and improving operational processes. Proficient in data analysis, due diligence, and utilizing advanced tools such as NASDAQ SMARTS, SQL, PowerQuery, and Python. Adept at fostering teamwork, mentoring new employees, and ensuring compliance with regulatory standards. Certified Financial Crime Specialist (CFCS) with a proven track record of enhancing risk management frameworks and delivering high-quality results
Surveillance Tools: Proficient in NASDAQ SMARTS, with hands-on experience in conducting client trade surveillance and identifying potential market manipulation risks.
Data Analysis & Automation: Proficient in SQL, Python (Spyder interface), and PowerQuery, with hands-on experience in automating tasks and performing data analysis for enhanced process efficiency.
Financial Crime & Compliance: In-depth knowledge of financial crime surveillance, insider trading, front-running, and market manipulation regulations, with a successful track record in identifying and escalating potential risks in the financial markets.
Teamwork & Leadership: Exceptional teamwork and mentoring skills demonstrated through training new team members and leading compliance process improvements at State Street Corporation and Goldman Sachs.
Risk Management: Expertise in conducting risk assessments, including KYC documentation review, sanctions screening, and merchant due diligence for payment gateway services.
Senior Analyst in Market Surveillance Compliance
Senior Associate in Conduct Risk Management Office
Risk & Compliance Officer
Reviewed and collected KYC documentation to support digital payment services, conducting due diligence and risk assessments on incoming merchants. Performed sanctions screening and adverse news checks on the merchant, Ultimate Beneficial Owner (UBO), and directors using third-party tools. Ensured merchant websites complied with AML policies and acquiring bank requirements.
Data Analyst Intern
Extracted collection data from servers using SQL queries and performed detailed analysis using Python (Spyder) and RStudio. Presented data insights and findings to senior management through clear and concise presentations.
Bachelors Degree in Commerce (B-Com)
Major in Banking and Finance
Postgraduate Diploma in Management
Specialisation in Research and Business Analytics
Certified Financial Crime Specialist
